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HALLETT ADVISORS
Legal name: HALLETT INVESTMENTS, LLC
CRD 306187File 801-117651
APPROVED
Retail clients
Custody
Filing as of Mar 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$157.9M
Bottom 25% of cohort (national)
Discretionary AUM
$157.9M
Clients
307
780 accounts
Employees
5
Bottom 25% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Nov 18, 2019
- Principal office
- 1506 EAST FIRST STREET, PORT ANGELES, WA, 98362
- Phone
- 360-457-6000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $157.9M
- Discretionary AUM
- $157.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 780
- Non-discretionary accounts
- 0
- Total accounts
- 780
- AUM per client
- $514K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 12 | $6.6M |
| High net worth individuals | 50 | $84.3M |
| Pension and profit sharing plans | Fewer than 5 | $1.3M |
| Individuals (other than high net worth individuals) | 243 | $65.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — THIRD PARTY ADVISORY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 290 | 307 | increased by17 |
| Apr 1, 2026 | AUM | $145,197,577 | $157,934,527 | increased by$12,736,950 |
| Apr 1, 2026 | Accounts | 746 | 780 | increased by34 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 252 | 290 | increased by38 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $125,261,396 | $145,197,577 | increased by$19,936,181 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 672 | 746 | increased by74 |
| Apr 1, 2022 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2022 | Clients | 253 | 252 | decreased by1 |
| Apr 1, 2022 | AUM | $114,819,960 | $125,261,396 | increased by$10,441,436 |
| Apr 1, 2022 | Accounts | 723 | 672 | decreased by51 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HALLETT ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HALLETT ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.