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OPTIMA CAPITAL MANAGEMENT
Legal name: OPTIMA CAPITAL MANAGEMENT LLC
CRD 306036File 801-131999
APPROVED
Retail clients
Disclosure events
Filing as of Apr 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$150.3M
Bottom 25% of cohort (national)
Discretionary AUM
$150.3M
Clients
215
427 accounts
Employees
4
Bottom 25% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 18, 2025
- Principal office
- 222 S MILL AVE, STE 800, TEMPE, AZ, 85281
- Phone
- 480-757-9052
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $150.3M
- Discretionary AUM
- $150.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 427
- Non-discretionary accounts
- 0
- Total accounts
- 427
- AUM per client
- $699K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 36 | $70.4M |
| Pension and profit sharing plans | Fewer than 5 | $20.1M |
| Individuals (other than high net worth individuals) | 179 | $59.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.