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CW INVESTMENT ADVISERS, LLC
CRD 305926File 801-120163
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.08B
Above cohort median (national)
Discretionary AUM
$1.08B
Clients
24
26 accounts
Employees
36
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jan 14, 2021
- Principal office
- 333 SOUTH HOPE STREET, SUITE 2500, LOS ANGELES, CA, 90071-3034
- Phone
- 626-788-2305
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.08B
- Discretionary AUM
- $1.08B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 26
- Non-discretionary accounts
- 0
- Total accounts
- 26
- AUM per client
- $45.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $142.1M |
| High net worth individuals | Fewer than 5 | $1.8M |
| Pooled investment vehicles | 4 | $940.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ASSET LEVEL FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 34 | 36 | increased by2 |
| Apr 1, 2026 | Clients | 26 | 24 | decreased by2 |
| Apr 1, 2026 | AUM | $884,039,892 | $1,084,343,648 | increased by$200,303,756 |
| Apr 1, 2026 | Accounts | 27 | 26 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 28 | 34 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | 26 | increased by24 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $172,450,000 | $884,039,892 | increased by$711,589,892 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 27 | increased by25 |
| Jun 1, 2022 | AUM | $172,000,000 | $172,450,000 | increased by$450,000 |
| Apr 1, 2022 | Employees | 27 | 28 | increased by1 |
| Apr 1, 2022 | Clients | 1 | 2 | increased by1 |
| Apr 1, 2022 | AUM | $150,000,000 | $172,000,000 | increased by$22,000,000 |
| Apr 1, 2022 | Accounts | 1 | 2 | increased by1 |
| Jun 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Jun 1, 2021 | Employees | 3 | 27 | increased by24 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CW INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CW INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.