← Directory
SWAN CAPITAL
Legal name: SWAN CAPITAL, LLC
CRD 305793File 801-127762
APPROVED
Retail clients
Custody
Filing as of Jun 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$351.4M
Below cohort median (national)
Discretionary AUM
$351.4M
Clients
671
2,344 accounts
Employees
21
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 27, 2023
- Principal office
- Not reported
- Phone
- (850) 380-9558
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $351.4M
- Discretionary AUM
- $351.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,344
- Non-discretionary accounts
- 0
- Total accounts
- 2,344
- AUM per client
- $524K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 74 | $194.2M |
| Pooled investment vehicles | 4 | $30.8M |
| Individuals (other than high net worth individuals) | 593 | $126.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.