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HIGH NOTE WEALTH, LLC
CRD 305768File 801-117495
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$683.5M
Above cohort median (national)
Discretionary AUM
$683.5M
Clients
279
1,264 accounts
Employees
8
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 5, 2019
- Principal office
- 18258 MINNETONKA BOULEVARD, SUITE 200, DEEPHAVEN, MN, 55391-3359
- Phone
- (952) 224-7970
- Website
- https://highnotewealth.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $683.5M
- Discretionary AUM
- $683.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,264
- Non-discretionary accounts
- 0
- Total accounts
- 1,264
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $9.6M |
| Charitable organizations | Fewer than 5 | $648K |
| High net worth individuals | 184 | $634.6M |
| Individuals (other than high net worth individuals) | 91 | $38.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 275 | 279 | increased by4 |
| Apr 1, 2026 | AUM | $576,194,815 | $683,471,720 | increased by$107,276,905 |
| Apr 1, 2026 | Accounts | 1,200 | 1,264 | increased by64 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 255 | 275 | increased by20 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $434,148,747 | $576,194,815 | increased by$142,046,068 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 982 | 1,200 | increased by218 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 241 | 255 | increased by14 |
| Apr 1, 2022 | AUM | $347,499,796 | $434,148,747 | increased by$86,648,951 |
| Apr 1, 2022 | Accounts | 880 | 982 | increased by102 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HIGH NOTE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HIGH NOTE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.