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EXOS ASSET MANAGEMENT LLC
CRD 305706File 801-137184
APPROVED-120
Retail clients
Custody
Disclosure events
Filing as of Aug 13, 2026
Feed vintage Sep 8, 2026
Regulatory AUM
$682K
Bottom 25% of cohort (national)
Discretionary AUM
$682K
Clients
4
4 accounts
Employees
25
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 3, 2026
- Principal office
- 35 W 35TH STREET, FIFTH FLOOR, NEW YORK, NY, 10001
- Phone
- (646) 814-0996
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $682K
- Discretionary AUM
- $682K
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4
- Non-discretionary accounts
- 0
- Total accounts
- 4
- AUM per client
- $171K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 2 | $135K |
| Pooled investment vehicles | 2 | $547K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 4, 2026 | Registration | — | APPROVED-120 | |
| Mar 1, 2026 | Employees | 27 | 24 | decreased by3 |
| Mar 1, 2026 | Clients | 4 | 5 | increased by1 |
| Mar 1, 2026 | AUM | $99,530,296 | $1,941,630 | decreased by$97,588,666 |
| Mar 1, 2026 | Accounts | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 62 | 27 | decreased by35 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7 | 4 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $719,522,190 | $99,530,296 | decreased by$619,991,894 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7 | 4 | decreased by3 |
| Mar 1, 2022 | Employees | 28 | 62 | increased by34 |
| Mar 1, 2022 | Clients | 3 | 7 | increased by4 |
| Mar 1, 2022 | AUM | $113,602,479 | $719,522,190 | increased by$605,919,711 |
| Mar 1, 2022 | Accounts | 3 | 7 | increased by4 |
| Aug 1, 2021 | Employees | 29 | 28 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EXOS ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EXOS ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.