FERMATA ADVISORS

Legal name: FERMATA ADVISORS, LLC

CRD 305614File 801-117411

APPROVED

Retail clients

Filing as of Aug 5, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.01B

Above cohort median (national)

Discretionary AUM

$707.6M

Non-discretionary $302.0M

Clients

3,655

3,879 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Sep 30, 2019
Principal office: 539 BROADWAY, SUITE A, SONOMA, CA, 95476
Phone: (707) 938-7414
Website: https://richfinancial.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.01B
Discretionary AUM: $707.6M
Non-discretionary AUM: $302.0M
Discretionary accounts: 3,092
Non-discretionary accounts: 787
Total accounts: 3,879
AUM per client: $276K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	29	$8.3M
Charitable organizations	24	$5.6M
High net worth individuals	693	$448.3M
Pension and profit sharing plans	787	$302.0M
Individuals (other than high net worth individuals)	2,122	$239.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	3879	3655
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.