GUARDIAN WEALTH ADVISORS, LLC

CRD 305412File 801-118121

APPROVED

Retail clients

Disclosure events

Filing as of Mar 26, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.74B

Top 25% of cohort (national)

Discretionary AUM

$2.61B

Non-discretionary $137.7M

Clients

2,262

5,387 accounts

Employees

Top 25% of cohort in NC

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Feb 24, 2020
Principal office: 2413 BLUE RIDGE RD, SUITE 201, RALEIGH, NC, 27607
Phone: 919-249-1810
Website: https://www.guardian-wa.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.74B
Discretionary AUM: $2.61B
Non-discretionary AUM: $137.7M
Discretionary accounts: 5,373
Non-discretionary accounts: 14
Total accounts: 5,387
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	35	$20.0M
High net worth individuals	474	$1.53B
Pension and profit sharing plans	104	$753.8M
Individuals (other than high net worth individuals)	1,649	$435.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11D1
Q11D2
Q11D4

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	43	50	increased by7
Apr 1, 2026	Clients	1,683	2,262	increased by579
Apr 1, 2026	AUM	$2,051,517,525	$2,743,175,603	increased by$691,658,078
Apr 1, 2026	Accounts	1,683	5,387	increased by3,704
May 1, 2025 vs Oct 1, 2022	Employees	24	43	increased by19
May 1, 2025 vs Oct 1, 2022	Clients	1,130	1,683	increased by553
May 1, 2025 vs Oct 1, 2022	AUM	$361,911,717	$2,051,517,525	increased by$1,689,605,808
May 1, 2025 vs Oct 1, 2022	Accounts	1,130	1,683	increased by553
Jun 1, 2022	Disclosures	No	Yes
Apr 1, 2022	Employees	16	24	increased by8
Apr 1, 2022	Clients	211	1,130	increased by919
Apr 1, 2022	AUM	$149,446,666	$361,911,717	increased by$212,465,051
Apr 1, 2022	Accounts	474	1,130	increased by656
Jul 1, 2021	Employees	12	16	increased by4
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GUARDIAN WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GUARDIAN WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.