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GUARDIAN WEALTH ADVISORS, LLC
CRD 305412File 801-118121
APPROVED
Retail clients
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.74B
Top 25% of cohort (national)
Discretionary AUM
$2.61B
Non-discretionary $137.7M
Clients
2,262
5,387 accounts
Employees
50
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 24, 2020
- Principal office
- 2413 BLUE RIDGE RD, SUITE 201, RALEIGH, NC, 27607
- Phone
- 919-249-1810
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.74B
- Discretionary AUM
- $2.61B
- Non-discretionary AUM
- $137.7M
- Discretionary accounts
- 5,373
- Non-discretionary accounts
- 14
- Total accounts
- 5,387
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 35 | $20.0M |
| High net worth individuals | 474 | $1.53B |
| Pension and profit sharing plans | 104 | $753.8M |
| Individuals (other than high net worth individuals) | 1,649 | $435.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.