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M&G INVESTMENTS (USA) INC.
CRD 305254File 801-118836
APPROVED
Disclosure events
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$14.32B
Top 10% of cohort (national)
Discretionary AUM
$14.32B
Clients
0
9 accounts
Employees
47
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 29, 2020
- Principal office
- 30 SOUTH WACKER DRIVE, SUITE 3750, CHICAGO, IL, 60606
- Phone
- 1-872-263-2275
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $14.32B
- Discretionary AUM
- $14.32B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $14.32B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 48 | 47 | decreased by1 |
| Apr 1, 2026 | AUM | $15,577,555,715 | $14,324,247,494 | decreased by$1,253,308,221 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 48 | increased by26 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $16,387,253,401 | $15,577,555,715 | decreased by$809,697,686 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 9 | increased by7 |
| Apr 1, 2022 | Employees | 17 | 22 | increased by5 |
| Apr 1, 2022 | AUM | $925,503,646 | $16,387,253,401 | increased by$15,461,749,755 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INVESTMENTS (USA)” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INVESTMENTS (USA)” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.