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VAUBAN WEALTH MANAGEMENT
CRD 305222File 801-117622
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$181.2M
Bottom 25% of cohort (national)
Discretionary AUM
$27.4M
Non-discretionary $153.8M
Clients
59
59 accounts
Employees
2
Bottom 25% of cohort in PR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Nov 8, 2019
- Principal office
- LOT K-2 MARGINAL STREET SUITE 201, OASIS GARDENS DEVELOPMENT, GUAYNABO, PR, 00969
- Phone
- 1-787-425-0035/0036
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $181.2M
- Discretionary AUM
- $27.4M
- Non-discretionary AUM
- $153.8M
- Discretionary accounts
- 29
- Non-discretionary accounts
- 30
- Total accounts
- 59
- AUM per client
- $3.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $4.4M |
| High net worth individuals | 29 | $166.0M |
| Individuals (other than high net worth individuals) | 28 | $10.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Publications
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.