THE WEALTH ALLIANCE, LLC

CRD 305052File 801-117251

APPROVED

Retail clients

Custody

Filing as of Jul 16, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.10B

Top 25% of cohort (national)

Discretionary AUM

$2.09B

Non-discretionary $8.2M

Clients

1,232

4,620 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Aug 26, 2019
Principal office: 105 BROADHOLLOW ROAD, MELVILLE, NY, 11747
Phone: (631) 670-0682
Website: http://thewealthalliance.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.10B
Discretionary AUM: $2.09B
Non-discretionary AUM: $8.2M
Discretionary accounts: 4,611
Non-discretionary accounts: 9
Total accounts: 4,620
AUM per client: $1.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	16	$123.2M
High net worth individuals	443	$1.67B
Pension and profit sharing plans	72	$86.5M
Individuals (other than high net worth individuals)	701	$222.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
May 1, 2026	Accounts	1,232	4,620	increased by3,388
Apr 1, 2026	Employees	28	29	increased by1
Apr 1, 2026	Clients	1,186	1,232	increased by46
Apr 1, 2026	AUM	$1,908,079,716	$2,102,685,090	increased by$194,605,374
Apr 1, 2026	Accounts	4,315	1,232	decreased by3,083
Dec 1, 2025 vs May 1, 2025	Employees	23	28	increased by5
May 1, 2025 vs Oct 1, 2022	Employees	17	23	increased by6
May 1, 2025 vs Oct 1, 2022	Clients	750	1,186	increased by436
May 1, 2025 vs Oct 1, 2022	AUM	$1,299,842,952	$1,908,079,716	increased by$608,236,764
May 1, 2025 vs Oct 1, 2022	Accounts	2,869	4,315	increased by1,446
Apr 1, 2022	Employees	14	17	increased by3
Apr 1, 2022	Clients	621	750	increased by129
Apr 1, 2022	AUM	$997,083,103	$1,299,842,952	increased by$302,759,849
Apr 1, 2022	Accounts	2,465	2,869	increased by404
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “WEALTH ALLIANCE” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTH ALLIANCE” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.