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VANTAGE POINT FINANCIAL, LLC
Legal name: VANTAGE POINT FINANCIAL LLC
CRD 305016File 801-122708
APPROVED
Retail clients
Custody
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$484.6M
Above cohort median (national)
Discretionary AUM
$438.5M
Non-discretionary $46.1M
Clients
566
1,683 accounts
Employees
17
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 17, 2021
- Principal office
- 2443 WARRENVILLE ROAD, SUITE 630, LISLE, IL, 60532
- Phone
- (331) 204-6212
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $484.6M
- Discretionary AUM
- $438.5M
- Non-discretionary AUM
- $46.1M
- Discretionary accounts
- 1,535
- Non-discretionary accounts
- 148
- Total accounts
- 1,683
- AUM per client
- $856K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 153 | $337.3M |
| Individuals (other than high net worth individuals) | 413 | $147.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 17 | increased by1 |
| Apr 1, 2026 | Clients | 546 | 566 | increased by20 |
| Apr 1, 2026 | AUM | $430,712,898 | $484,569,719 | increased by$53,856,821 |
| Apr 1, 2026 | Accounts | 1,647 | 1,683 | increased by36 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 16 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 354 | 546 | increased by192 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $147,002,927 | $430,712,898 | increased by$283,709,971 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 787 | 1,647 | increased by860 |
| Apr 1, 2022 | Employees | 6 | 10 | increased by4 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 307 | 354 | increased by47 |
| Apr 1, 2022 | AUM | $123,600,000 | $147,002,927 | increased by$23,402,927 |
| Apr 1, 2022 | Accounts | 596 | 787 | increased by191 |
| Dec 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VANTAGE POINT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VANTAGE POINT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.