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LEVEL FOUR CAPITAL MANAGEMENT
CRD 304792File 801-117681
APPROVED
Retail clients
Custody
Filing as of Sep 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.38B
Above cohort median (national)
Discretionary AUM
$1.38B
Clients
3,533
3,533 accounts
Employees
9
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 22, 2019
- Principal office
- 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251
- Phone
- 866-834-1040
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.38B
- Discretionary AUM
- $1.38B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,533
- Non-discretionary accounts
- 0
- Total accounts
- 3,533
- AUM per client
- $391K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 91 | $166.7M |
| Charitable organizations | 19 | $10.3M |
| High net worth individuals | 1,233 | $809.2M |
| Pension and profit sharing plans | 96 | $34.3M |
| Individuals (other than high net worth individuals) | 2,094 | $361.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 3,352 | 3,533 | increased by181 |
| Apr 1, 2026 | AUM | $1,229,065,993 | $1,381,485,153 | increased by$152,419,160 |
| Apr 1, 2026 | Accounts | 3,352 | 3,533 | increased by181 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,261 | 3,352 | increased by2,091 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $919,093,399 | $1,229,065,993 | increased by$309,972,594 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,490 | 3,352 | increased by862 |
| Apr 1, 2022 | Clients | 1,470 | 1,261 | decreased by209 |
| Apr 1, 2022 | AUM | $790,936,094 | $919,093,399 | increased by$128,157,305 |
| Apr 1, 2022 | Accounts | 2,573 | 2,490 | decreased by83 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEVEL FOUR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEVEL FOUR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.