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EAGLEBROOK ADVISORS
Legal name: EAGLEBROOK ADVISORS, INC.
CRD 304438File 801-122813
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$342.0M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $342.0M
Clients
159
1,110 accounts
Employees
22
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 7, 2021
- Principal office
- 205 HUDSON STREET, 7TH FLOOR, NEW YORK, NY, 10013
- Phone
- 786-807-7374
- Website
- https://eaglebrook.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $342.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $342.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1,110
- Total accounts
- 1,110
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 81 | $305.2M |
| High net worth individuals | 78 | $36.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 158 | 159 | increased by1 |
| Apr 1, 2026 | AUM | $350,185,986 | $341,960,847 | decreased by$8,225,139 |
| Apr 1, 2026 | Accounts | 991 | 1,110 | increased by119 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 25 | 22 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 137 | 158 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $142,000,000 | $350,185,986 | increased by$208,185,986 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,156 | 991 | decreased by165 |
| Apr 1, 2022 | Employees | 15 | 25 | increased by10 |
| Apr 1, 2022 | Clients | 105 | 137 | increased by32 |
| Apr 1, 2022 | AUM | $130,000,000 | $142,000,000 | increased by$12,000,000 |
| Apr 1, 2022 | Accounts | 105 | 1,156 | increased by1,051 |
| Jan 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EAGLEBROOK ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EAGLEBROOK ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.