BALLAST FINANCIAL ADVISORS, LLC

CRD 304430File 801-117158

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 17, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$342.6M

Below cohort median (national)

Discretionary AUM

$129.1M

Non-discretionary $213.5M

Clients

607

1,573 accounts

Employees

Below cohort median in PA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Aug 13, 2019
Principal office: 535 N. CHURCH ST., SUITE 205, WEST CHESTER, PA, 19380
Phone: 484-266-7281
Website: https://www.anchorcap.net/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $342.6M
Discretionary AUM: $129.1M
Non-discretionary AUM: $213.5M
Discretionary accounts: 782
Non-discretionary accounts: 791
Total accounts: 1,573
AUM per client: $564K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$131K
High net worth individuals	120	$207.6M
Pension and profit sharing plans	Fewer than 5	$17.9M
Individuals (other than high net worth individuals)	482	$117.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C2
Q11C3
Q11C4
Q11D2
Q11D5
Q11E2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.