RM FINANCIAL SERVICES, LLC

CRD 304297File 801-120468

APPROVED

Retail clients

Filing as of Mar 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$245.4M

Below cohort median (national)

Discretionary AUM

$236.7M

Non-discretionary $8.7M

Clients

402

980 accounts

Employees

Below cohort median in ME

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Mar 8, 2021
Principal office: 362 US ROUTE ONE, FALMOUTH, ME, 04105
Phone: (207) 781-7637
Website: http://www.rmfsllc.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $245.4M
Discretionary AUM: $236.7M
Non-discretionary AUM: $8.7M
Discretionary accounts: 975
Non-discretionary accounts: 5
Total accounts: 980
AUM per client: $610K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$1.6M
Charitable organizations	Fewer than 5	$732K
High net worth individuals	119	$163.6M
Pension and profit sharing plans	5	$8.7M
State or municipal government entities	Fewer than 5	$717K
Individuals (other than high net worth individuals)	271	$70.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.