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TANNIN CAPITAL, LLC
CRD 304238File 801-116787
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$824.9M
Above cohort median (national)
Discretionary AUM
$460.2M
Non-discretionary $364.7M
Clients
90
532 accounts
Employees
7
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 14, 2019
- Principal office
- 1026 JAY STREET, SUITE B153, CHARLOTTE, NC, 28208
- Phone
- 704-552-1082
- Website
- https://www.tannin.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $824.9M
- Discretionary AUM
- $460.2M
- Non-discretionary AUM
- $364.7M
- Discretionary accounts
- 483
- Non-discretionary accounts
- 49
- Total accounts
- 532
- AUM per client
- $9.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $44.4M |
| Other investment advisers | Fewer than 5 | $117.0M |
| High net worth individuals | 64 | $130.6M |
| Individuals (other than high net worth individuals) | 16 | $4.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 93 | 90 | decreased by3 |
| Apr 1, 2026 | AUM | $512,274,412 | $824,879,157 | increased by$312,604,745 |
| Apr 1, 2026 | Accounts | 460 | 532 | increased by72 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 7 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 65 | 93 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $207,203,335 | $512,274,412 | increased by$305,071,077 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 375 | 460 | increased by85 |
| Apr 1, 2022 | Clients | 66 | 65 | decreased by1 |
| Apr 1, 2022 | AUM | $211,922,983 | $207,203,335 | decreased by$4,719,648 |
| Apr 1, 2022 | Accounts | 331 | 375 | increased by44 |
| Nov 1, 2021 | Employees | 4 | 6 | increased by2 |
| Nov 1, 2021 | Clients | 11 | 66 | increased by55 |
| Nov 1, 2021 | AUM | $76,075,705 | $211,922,983 | increased by$135,847,278 |
| Nov 1, 2021 | Accounts | 114 | 331 | increased by217 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TANNIN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TANNIN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.