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CONVERGENCE FINANCIAL
Legal name: CONVERGENCE FINANCIAL, LLC
CRD 304146File 801-116738
APPROVED
Retail clients
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$904.0M
Above cohort median (national)
Discretionary AUM
$902.9M
Non-discretionary $1.1M
Clients
2,714
4,725 accounts
Employees
18
Above cohort median in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 3, 2019
- Principal office
- 3919 S. PROVIDENCE ROAD, COLUMBIA, MO, 65203
- Phone
- (573) 818-2264
- Website
- https://convergencemn.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $904.0M
- Discretionary AUM
- $902.9M
- Non-discretionary AUM
- $1.1M
- Discretionary accounts
- 4,697
- Non-discretionary accounts
- 28
- Total accounts
- 4,725
- AUM per client
- $333K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 22 | $17.6M |
| Charitable organizations | 18 | $6.3M |
| High net worth individuals | 647 | $582.7M |
| Pension and profit sharing plans | 9 | $2.7M |
| Individuals (other than high net worth individuals) | 2,018 | $294.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 2,222 | 2,714 | increased by492 |
| Apr 1, 2026 | AUM | $703,445,900 | $903,955,351 | increased by$200,509,451 |
| Apr 1, 2026 | Accounts | 3,609 | 4,725 | increased by1,116 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 23 | 18 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,552 | 2,222 | increased by670 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $309,097,019 | $703,445,900 | increased by$394,348,881 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,086 | 3,609 | increased by1,523 |
| Apr 1, 2022 | Employees | 19 | 23 | increased by4 |
| Apr 1, 2022 | Clients | 1,250 | 1,552 | increased by302 |
| Apr 1, 2022 | AUM | $215,611,495 | $309,097,019 | increased by$93,485,524 |
| Apr 1, 2022 | Accounts | 1,770 | 2,086 | increased by316 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CONVERGENCE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CONVERGENCE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.