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CONVERGENCE FINANCIAL
Legal name: CONVERGENCE FINANCIAL, LLC
CRD 304146File 801-116738
APPROVED
Retail clients
Disclosure events
Filing as of Jun 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$904.0M
Above cohort median (national)
Discretionary AUM
$902.9M
Non-discretionary $1.1M
Clients
2,714
4,725 accounts
Employees
18
Above cohort median in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 3, 2019
- Principal office
- 3919 S. PROVIDENCE ROAD, COLUMBIA, MO, 65203
- Phone
- (573) 818-2264
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $904.0M
- Discretionary AUM
- $902.9M
- Non-discretionary AUM
- $1.1M
- Discretionary accounts
- 4,697
- Non-discretionary accounts
- 28
- Total accounts
- 4,725
- AUM per client
- $333K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 22 | $17.6M |
| Charitable organizations | 18 | $6.3M |
| High net worth individuals | 647 | $582.7M |
| Pension and profit sharing plans | 9 | $2.7M |
| Individuals (other than high net worth individuals) | 2,018 | $294.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.