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KEYSTONE WEALTH MANAGEMENT
Legal name: KEYSTONE WEALTH MANAGEMENT INC.
CRD 304133File 801-134233
APPROVED
Retail clients
Custody
Filing as of Jun 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$137.4M
Bottom 25% of cohort (national)
Discretionary AUM
$120.4M
Non-discretionary $17.0M
Clients
212
533 accounts
Employees
2
Bottom 25% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 30, 2025
- Principal office
- 999 HOME PLAZA, SUITE 100G, WATERLOO, IA, 50701
- Phone
- (319) 883-3096
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $137.4M
- Discretionary AUM
- $120.4M
- Non-discretionary AUM
- $17.0M
- Discretionary accounts
- 528
- Non-discretionary accounts
- 5
- Total accounts
- 533
- AUM per client
- $648K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 43 | $73.6M |
| Pension and profit sharing plans | 5 | $17.0M |
| Individuals (other than high net worth individuals) | 164 | $46.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Custody | No | Yes | |
| Mar 1, 2026 | Clients | 216 | 212 | decreased by4 |
| Mar 1, 2026 | AUM | $130,152,516 | $137,388,022 | increased by$7,235,506 |
| Mar 1, 2026 | Accounts | 545 | 533 | decreased by12 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KEYSTONE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KEYSTONE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.