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RSW INVESTMENTS
Legal name: RSW INVESTMENTS HOLDINGS, LLC
CRD 302023File 801-115302
APPROVED
Retail clients
Filing as of Mar 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.30B
Top 25% of cohort (national)
Discretionary AUM
$2.30B
Clients
1,412
1,632 accounts
Employees
10
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 17, 2019
- Principal office
- 47 MAPLE STREET, SUITE 304, SUMMIT, NJ, 07901
- Phone
- 908-273-4311
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.30B
- Discretionary AUM
- $2.30B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,632
- Non-discretionary accounts
- 0
- Total accounts
- 1,632
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 882 | $2.02B |
| Individuals (other than high net worth individuals) | 530 | $276.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,522 | 1,412 | decreased by110 |
| Apr 1, 2026 | AUM | $2,365,937,595 | $2,297,458,438 | decreased by$68,479,157 |
| Apr 1, 2026 | Accounts | 1,692 | 1,632 | decreased by60 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,342 | 1,522 | increased by180 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,390,424,280 | $2,365,937,595 | decreased by$24,486,685 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,634 | 1,692 | increased by58 |
| Apr 1, 2022 | Clients | 1,321 | 1,342 | increased by21 |
| Apr 1, 2022 | AUM | $2,345,959,965 | $2,390,424,280 | increased by$44,464,315 |
| Apr 1, 2022 | Accounts | 1,607 | 1,634 | increased by27 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RSW INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RSW INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.