← Directory
AEGIS WEALTH MANAGEMENT, INC.
CRD 301990File 801-117179
APPROVED
Retail clients
Filing as of Aug 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$216.5M
Below cohort median (national)
Discretionary AUM
$216.5M
Clients
2,350
2,350 accounts
Employees
27
Below cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 13, 2019
- Principal office
- 317 STATE STREET, GUTHRIE CENTER, IA, 50115
- Phone
- (833) 483-8383
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $216.5M
- Discretionary AUM
- $216.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,350
- Non-discretionary accounts
- 0
- Total accounts
- 2,350
- AUM per client
- $92K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 16 | $27.0M |
| Individuals (other than high net worth individuals) | 2,334 | $189.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SHARES IN FEES PAID TO THIRD PARTY ADVISERS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 31 | 27 | decreased by4 |
| Apr 1, 2026 | Clients | 1,538 | 2,350 | increased by812 |
| Apr 1, 2026 | AUM | $175,971,164 | $216,466,362 | increased by$40,495,198 |
| Apr 1, 2026 | Accounts | 1,538 | 2,350 | increased by812 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 826 | 1,538 | increased by712 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $120,610,723 | $175,971,164 | increased by$55,360,441 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,257 | 1,538 | increased by281 |
| Apr 1, 2022 | Employees | 27 | 31 | increased by4 |
| Apr 1, 2022 | Clients | 520 | 826 | increased by306 |
| Apr 1, 2022 | AUM | $55,315,605 | $120,610,723 | increased by$65,295,118 |
| Apr 1, 2022 | Accounts | 520 | 1,257 | increased by737 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AEGIS WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AEGIS WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.