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PTMA INVESTMENT ADVISORS
Legal name: PRUDENT MAN ADVISORS, LLC
CRD 301973File 801-115313
APPROVED
Retail clients
Custody
Filing as of Apr 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$30.59B
Top 10% of cohort (national)
Discretionary AUM
$28.56B
Non-discretionary $2.03B
Clients
160
508 accounts
Employees
157
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 2, 2019
- Principal office
- 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL, 60563
- Phone
- 630-657-6400
- Website
- https://ptma.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $30.59B
- Discretionary AUM
- $28.56B
- Non-discretionary AUM
- $2.03B
- Discretionary accounts
- 491
- Non-discretionary accounts
- 17
- Total accounts
- 508
- AUM per client
- $191.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.20B |
| Insurance companies | 12 | $422.4M |
| Charitable organizations | 8 | $38.2M |
| Other investment advisers | Fewer than 5 | $48.6M |
| High net worth individuals | 8 | $26.2M |
| Pooled investment vehicles | 12 | $27.05B |
| State or municipal government entities | 108 | $1.81B |
| Individuals (other than high net worth individuals) | 7 | $2.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 161 | 160 | decreased by1 |
| Apr 1, 2026 | Employees | 79 | 157 | increased by78 |
| Apr 1, 2026 | Clients | 157 | 161 | increased by4 |
| Apr 1, 2026 | AUM | $27,791,353,702 | $30,592,958,541 | increased by$2,801,604,839 |
| Apr 1, 2026 | Accounts | 504 | 508 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 64 | 79 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 151 | 157 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $21,534,425,937 | $27,791,353,702 | increased by$6,256,927,765 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 531 | 504 | decreased by27 |
| Apr 1, 2022 | Employees | 65 | 64 | decreased by1 |
| Apr 1, 2022 | Clients | 153 | 151 | decreased by2 |
| Apr 1, 2022 | AUM | $13,652,418,594 | $21,534,425,937 | increased by$7,882,007,343 |
| Apr 1, 2022 | Accounts | 526 | 531 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PTMA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PTMA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.