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SUNDANCE BAY
Legal name: SUNDANCE BAY INVESTMENT MANAGER, LLC
CRD 301868File 801-118520
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.09B
Top 25% of cohort (national)
Discretionary AUM
$1.99B
Non-discretionary $96.7M
Clients
8
8 accounts
Employees
69
Top 25% of cohort in UT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 23, 2020
- Principal office
- 1240 EAST 2100 SOUTH, SUITE 300, SALT LAKE CITY, UT, 84106-2817
- Phone
- 801-783-3430
- Website
- https://sundancebay.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.09B
- Discretionary AUM
- $1.99B
- Non-discretionary AUM
- $96.7M
- Discretionary accounts
- 5
- Non-discretionary accounts
- 3
- Total accounts
- 8
- AUM per client
- $261.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 7 | $2.09B |
| State or municipal government entities | 1 | $5.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.