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GAOTENG GLOBAL ASSET MANAGEMENT LIMITED
CRD 301825File 801-122938
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$13.35B
Top 10% of cohort (national)
Discretionary AUM
$13.35B
Clients
22
22 accounts
Employees
46
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jan 3, 2022
- Principal office
- UNIT 2105-07, 21/F MAN YEE BUILIDING, 68 DES VOEUX ROAD CENTRAL, CENTRAL, HONG KONG, HONG KONG, 999077
- Phone
- +852 3892 8900
- Website
- http://www.gaotengasset.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $13.35B
- Discretionary AUM
- $13.35B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 22
- Non-discretionary accounts
- 0
- Total accounts
- 22
- AUM per client
- $606.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $89.8M |
| Insurance companies | Fewer than 5 | $58.1M |
| Investment companies | 1 | $432K |
| High net worth individuals | Fewer than 5 | $1.9M |
| Pooled investment vehicles | 9 | $9.42B |
| Banking or thrift institutions | Fewer than 5 | $3.78B |
| Individuals (other than high net worth individuals) | Fewer than 5 | $87K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 44 | 46 | increased by2 |
| Apr 1, 2026 | Clients | 17 | 22 | increased by5 |
| Apr 1, 2026 | AUM | $6,389,598,020 | $13,351,055,790 | increased by$6,961,457,770 |
| Apr 1, 2026 | Accounts | 17 | 22 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 53 | 44 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 14 | 17 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,680,152,342 | $6,389,598,020 | increased by$3,709,445,678 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 14 | 17 | increased by3 |
| Feb 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GAOTENG GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GAOTENG GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.