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HAWKE FINANCIAL GROUP
Legal name: HAWKE FINANCIAL GROUP, LLC
CRD 301733File 801-116678
APPROVED
Retail clients
Disclosure events
Filing as of Apr 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$269.6M
Below cohort median (national)
Discretionary AUM
$269.6M
Clients
571
1,938 accounts
Employees
2
Below cohort median in ID
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 24, 2019
- Principal office
- 2484 N STOKESBERRY PLACE, SUITE 100, MERIDIAN, ID, 83646-6083
- Phone
- (208) 855-9400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $269.6M
- Discretionary AUM
- $269.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,938
- Non-discretionary accounts
- 0
- Total accounts
- 1,938
- AUM per client
- $472K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $32.0M |
| High net worth individuals | 35 | $59.0M |
| Individuals (other than high net worth individuals) | 516 | $178.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 789 | 571 | decreased by218 |
| May 1, 2026 | AUM | $254,279,317 | $269,566,677 | increased by$15,287,360 |
| May 1, 2026 | Accounts | 1,107 | 1,938 | increased by831 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 660 | 789 | increased by129 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $158,458,266 | $254,279,317 | increased by$95,821,051 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 927 | 1,107 | increased by180 |
| Apr 1, 2022 | Clients | 491 | 660 | increased by169 |
| Apr 1, 2022 | AUM | $149,677,392 | $158,458,266 | increased by$8,780,874 |
| Apr 1, 2022 | Accounts | 783 | 927 | increased by144 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HAWKE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HAWKE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.