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BAU ADVISORS

Legal name: BAU ADVISORS LLC

CRD 301667File 801-117451
APPROVED
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$286.5M
Below cohort median (national)
Discretionary AUM
$203.2M
Non-discretionary $83.3M
Clients
11
11 accounts
Employees
4
Below cohort median in FL

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
MIRO
Registration date
Oct 4, 2019
Principal office
1395 BRICKELL AVENUE, SUITE 800, MIAMI, FL, 33131
Phone
305-425-1494

Assets & accounts

ADV Item 5F
Total regulatory AUM
$286.5M
Discretionary AUM
$203.2M
Non-discretionary AUM
$83.3M
Discretionary accounts
8
Non-discretionary accounts
3
Total accounts
11
AUM per client
$26.0M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles11$286.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.