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SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED
CRD 301509File 801-116710
APPROVED
Filing as of Aug 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$177.71B
Top 10% of cohort (national)
Discretionary AUM
$167.61B
Non-discretionary $10.10B
Clients
1,340
1,340 accounts
Employees
1,022
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- May 28, 2019
- Principal office
- TORANOMON HILLS BUSINESS TOWER 26F, 1-17-1 TORANOMON, MINATO-KU, TOKYO, 105-6426
- Phone
- 81-3-6205-0200
- Website
- https://note.smd-am.co.jp/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $177.71B
- Discretionary AUM
- $167.61B
- Non-discretionary AUM
- $10.10B
- Discretionary accounts
- 1,320
- Non-discretionary accounts
- 20
- Total accounts
- 1,340
- AUM per client
- $132.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 107 | $21.57B |
| Pooled investment vehicles | 823 | $105.50B |
| Banking or thrift institutions | 40 | $15.55B |
| Pension and profit sharing plans | 370 | $35.10B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 1,000 | 1,022 | increased by22 |
| Jul 1, 2026 | Clients | 1,373 | 1,340 | decreased by33 |
| Jul 1, 2026 | AUM | $157,094,000,000 | $177,713,000,000 | increased by$20,619,000,000 |
| Jul 1, 2026 | Accounts | 1,373 | 1,340 | decreased by33 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 1,435 | 1,373 | decreased by62 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $158,114,000,000 | $157,094,000,000 | decreased by$1,020,000,000 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,435 | 1,373 | decreased by62 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 958 | 1,000 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,512 | 1,435 | decreased by77 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $148,472,000,000 | $158,114,000,000 | increased by$9,642,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,512 | 1,435 | decreased by77 |
| Jul 1, 2022 | Employees | 1,045 | 958 | decreased by87 |
| Jul 1, 2022 | Clients | 1,545 | 1,512 | decreased by33 |
| Jul 1, 2022 | AUM | $155,052,000,000 | $148,472,000,000 | decreased by$6,580,000,000 |
| Jul 1, 2022 | Accounts | 1,545 | 1,512 | decreased by33 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUMITOMO MITSUI” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUMITOMO MITSUI” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.