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OPTIMUM QUANTVEST CORPORATION
CRD 301469File 801-115089
APPROVED
Retail clients
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$695.1M
Above cohort median (national)
Discretionary AUM
$695.1M
Clients
13
15 accounts
Employees
4
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 26, 2019
- Principal office
- 1345 RIVER BEND DRIVE, SUITE 100, DALLAS, TX, 75247
- Phone
- 263-381-5677
- Website
- https://optimumgam.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $695.1M
- Discretionary AUM
- $695.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 15
- Non-discretionary accounts
- 0
- Total accounts
- 15
- AUM per client
- $53.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 5 | $562.4M |
| High net worth individuals | Fewer than 5 | $551K |
| Pension and profit sharing plans | Fewer than 5 | $49.5M |
| State or municipal government entities | 5 | $82.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 15 | 13 | decreased by2 |
| Apr 1, 2026 | AUM | $528,313,315 | $695,131,211 | increased by$166,817,896 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 16 | 15 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $617,492,333 | $528,313,315 | decreased by$89,179,018 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 38 | 15 | decreased by23 |
| Sep 1, 2022 | Employees | 8 | 4 | decreased by4 |
| Apr 1, 2022 | Clients | 18 | 16 | decreased by2 |
| Apr 1, 2022 | AUM | $740,676,061 | $617,492,333 | decreased by$123,183,728 |
| Apr 1, 2022 | Accounts | 49 | 38 | decreased by11 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPTIMUM QUANTVEST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPTIMUM QUANTVEST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.