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NEMO CAPITAL

CRD 301309File 801-115277
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.6M
Bottom 25% of cohort (national)
Discretionary AUM
$1.6M
Clients
10
13 accounts
Employees
1

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
HQ
Registration date
May 13, 2019
Principal office
Not reported
Phone
+1307-269-0914

Assets & accounts

ADV Item 5F
Total regulatory AUM
$1.6M
Discretionary AUM
$1.6M
Non-discretionary AUM
$0
Discretionary accounts
13
Non-discretionary accounts
0
Total accounts
13
AUM per client
$158K

Clients by type

ADV Item 5D
Client typeClientsAUM
High net worth individualsFewer than 5$687K
Individuals (other than high net worth individuals)10$893K

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Clients1410decreased by4
Apr 1, 2026AUM$1,447,248$1,580,000increased by$132,752
Apr 1, 2026Accounts1713decreased by4
Dec 1, 2025
vs May 1, 2025
Clients5214decreased by38
Dec 1, 2025
vs May 1, 2025
AUM$16,543,457$1,447,248decreased by$15,096,209
Dec 1, 2025
vs May 1, 2025
Accounts5417decreased by37
May 1, 2025
vs Oct 1, 2022
Clients3952increased by13
May 1, 2025
vs Oct 1, 2022
AUM$10,145,971$16,543,457increased by$6,397,486
May 1, 2025
vs Oct 1, 2022
Accounts3954increased by15
Sep 1, 2022Employees21decreased by1
Mar 1, 2022Clients1839increased by21
Mar 1, 2022AUM$5,578,888$10,145,971increased by$4,567,083
Mar 1, 2022Accounts2139increased by18
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “NEMO CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEMO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.