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TURNING POINT FINANCIAL
Legal name: TURNING POINT BENEFIT GROUP, INC.
CRD 301282File 801-116895
APPROVED
Retail clients
Disclosure events
Filing as of Jul 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$339.4M
Below cohort median (national)
Discretionary AUM
$339.4M
Clients
794
1,804 accounts
Employees
23
Below cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jul 3, 2019
- Principal office
- 153 W PATRICK STREET, FREDERICK, MD, 21701
- Phone
- 301-846-9336
- Website
- https://www.tpfinancial.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $339.4M
- Discretionary AUM
- $339.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,804
- Non-discretionary accounts
- 0
- Total accounts
- 1,804
- AUM per client
- $427K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $294K |
| Charitable organizations | 5 | $655K |
| High net worth individuals | 101 | $186.9M |
| Individuals (other than high net worth individuals) | 683 | $151.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.