TURNING POINT FINANCIAL

Legal name: TURNING POINT BENEFIT GROUP, INC.

CRD 301282File 801-116895

APPROVED

Retail clients

Disclosure events

Filing as of Jul 1, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$339.4M

Below cohort median (national)

Discretionary AUM

$339.4M

Clients

794

1,804 accounts

Employees

Below cohort median in MD

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: PLRO
Registration date: Jul 3, 2019
Principal office: 153 W PATRICK STREET, FREDERICK, MD, 21701
Phone: 301-846-9336
Website: https://www.tpfinancial.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $339.4M
Discretionary AUM: $339.4M
Non-discretionary AUM: $0
Discretionary accounts: 1,804
Non-discretionary accounts: 0
Total accounts: 1,804
AUM per client: $427K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$294K
Charitable organizations	5	$655K
High net worth individuals	101	$186.9M
Individuals (other than high net worth individuals)	683	$151.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11E2
Q11E4

Filed changes

Date	Field	From	To	Change
May 1, 2026	Employees	25	23	decreased by2
May 1, 2026	Clients	1,501	794	decreased by707
May 1, 2026	AUM	$383,146,200	$339,382,378	decreased by$43,763,822
May 1, 2026	Accounts	2,659	1,804	decreased by855
May 1, 2025 vs Oct 1, 2022	Employees	17	25	increased by8
May 1, 2025 vs Oct 1, 2022	Clients	820	1,501	increased by681
May 1, 2025 vs Oct 1, 2022	AUM	$233,642,323	$383,146,200	increased by$149,503,877
May 1, 2025 vs Oct 1, 2022	Accounts	1,560	2,659	increased by1,099
Oct 1, 2022	Employees	16	17	increased by1
Aug 1, 2022	Employees	15	16	increased by1
Apr 1, 2022	Clients	718	820	increased by102
Apr 1, 2022	AUM	$186,283,726	$233,642,323	increased by$47,358,597
Apr 1, 2022	Accounts	1,147	1,560	increased by413
Dec 1, 2021	Employees	16	15	decreased by1
Nov 1, 2021	Employees	14	16	increased by2

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “TURNING POINT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TURNING POINT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.