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NORTHFRONT FINANCIAL USA INC
CRD 301105File 801-116834
APPROVED
Retail clients
Filing as of Apr 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$11.3M
Bottom 25% of cohort (national)
Discretionary AUM
$11.0M
Non-discretionary $215K
Clients
33
37 accounts
Employees
5
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jun 24, 2019
- Principal office
- #330, 23 SUNPARK DRIVE SE, CALGARY, ALBERTA, T2X 3V1
- Phone
- 403-571-8960
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $11.3M
- Discretionary AUM
- $11.0M
- Non-discretionary AUM
- $215K
- Discretionary accounts
- 34
- Non-discretionary accounts
- 3
- Total accounts
- 37
- AUM per client
- $341K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 33 | $11.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2026 | Clients | 12 | 33 | increased by21 |
| Apr 1, 2026 | AUM | $9,767,610 | $11,250,096 | increased by$1,482,486 |
| Apr 1, 2026 | Accounts | 30 | 37 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 14 | 12 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,538,059 | $9,767,610 | increased by$4,229,551 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 20 | 30 | increased by10 |
| Jun 1, 2022 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2022 | Clients | 18 | 14 | decreased by4 |
| Jan 1, 2022 | Clients | 14 | 18 | increased by4 |
| Jan 1, 2022 | AUM | $4,700,682 | $5,538,059 | increased by$837,377 |
| Jan 1, 2022 | Accounts | 16 | 20 | increased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHFRONT FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHFRONT FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.