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WEALTHSPRING CAPITAL LLC
CRD 301040File 801-117460
APPROVED
Retail clients
Custody
Filing as of Aug 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$515.0M
Above cohort median (national)
Discretionary AUM
$515.0M
Clients
125
134 accounts
Employees
5
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 9, 2019
- Principal office
- 2 WESTCHESTER PARK DRIVE, SUITE 108, WEST HARRISON, NY, 10604
- Phone
- 914-419-2207
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $515.0M
- Discretionary AUM
- $515.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 134
- Non-discretionary accounts
- 0
- Total accounts
- 134
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $57.3M |
| Charitable organizations | Fewer than 5 | $1.0M |
| Other investment advisers | 6 | $348.4M |
| High net worth individuals | 110 | $90.3M |
| Pooled investment vehicles | 1 | $13.1M |
| Pension and profit sharing plans | Fewer than 5 | $4.2M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $570K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Mar 1, 2026 | Clients | 120 | 125 | increased by5 |
| Mar 1, 2026 | AUM | $454,865,950 | $514,983,003 | increased by$60,117,053 |
| Mar 1, 2026 | Accounts | 324 | 134 | decreased by190 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 613 | 120 | decreased by493 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $807,787,935 | $454,865,950 | decreased by$352,921,985 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 616 | 324 | decreased by292 |
| Apr 1, 2022 | Clients | 581 | 613 | increased by32 |
| Apr 1, 2022 | AUM | $732,282,446 | $807,787,935 | increased by$75,505,489 |
| Apr 1, 2022 | Accounts | 581 | 616 | increased by35 |
| Nov 1, 2021 | Employees | 3 | 5 | increased by2 |
| Nov 1, 2021 | Custody | No | Yes | |
| Nov 1, 2021 | Clients | 452 | 581 | increased by129 |
| Nov 1, 2021 | AUM | $353,712,870 | $732,282,446 | increased by$378,569,576 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEALTHSPRING CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTHSPRING CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.