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CARTER FINANCIAL GROUP, INC.
CRD 301025File 801-118263
APPROVED
Retail clients
Custody
Filing as of Mar 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$382.2M
Below cohort median (national)
Discretionary AUM
$332.0M
Non-discretionary $50.3M
Clients
826
2,257 accounts
Employees
9
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 19, 2020
- Principal office
- 222 SOUTH COOK STREET, BARRINGTON, IL, 60010
- Phone
- 847-713-2700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $382.2M
- Discretionary AUM
- $332.0M
- Non-discretionary AUM
- $50.3M
- Discretionary accounts
- 1,655
- Non-discretionary accounts
- 602
- Total accounts
- 2,257
- AUM per client
- $463K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $8.9M |
| High net worth individuals | 49 | $136.8M |
| Individuals (other than high net worth individuals) | 777 | $236.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.