← Directory
K2 FINANCIAL INC.
CRD 300913File 801-120939
APPROVED
Retail clients
Filing as of Mar 21, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$191.6M
Below cohort median (national)
Discretionary AUM
$114.5M
Non-discretionary $77.1M
Clients
393
1,267 accounts
Employees
10
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 23, 2021
- Principal office
- 233 SOUTH GLENDORA AVENUE, GLENDORA, CA, 91741
- Phone
- 626-553-6113
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $191.6M
- Discretionary AUM
- $114.5M
- Non-discretionary AUM
- $77.1M
- Discretionary accounts
- 618
- Non-discretionary accounts
- 649
- Total accounts
- 1,267
- AUM per client
- $488K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $9K |
| Charitable organizations | Fewer than 5 | $268K |
| High net worth individuals | 33 | $67.3M |
| Individuals (other than high net worth individuals) | 360 | $124.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.