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GUGGENHEIM CORPORATE FUNDING, LLC
CRD 300895File 801-115064
APPROVED
Custody
Filing as of Aug 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$11.29B
Top 10% of cohort (national)
Discretionary AUM
$8.11B
Non-discretionary $3.19B
Clients
32
32 accounts
Employees
16
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 25, 2019
- Principal office
- 330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, 10017
- Phone
- 212-518-9010
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $11.29B
- Discretionary AUM
- $8.11B
- Non-discretionary AUM
- $3.19B
- Discretionary accounts
- 21
- Non-discretionary accounts
- 11
- Total accounts
- 32
- AUM per client
- $352.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $3.02B |
| Insurance companies | 5 | $299.7M |
| Pooled investment vehicles | 15 | $7.98B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 16 | increased by2 |
| Apr 1, 2026 | Clients | 33 | 32 | decreased by1 |
| Apr 1, 2026 | AUM | $9,032,910,414 | $11,292,931,721 | increased by$2,260,021,307 |
| Apr 1, 2026 | Accounts | 33 | 32 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 14 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8 | 33 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,114,936,079 | $9,032,910,414 | increased by$2,917,974,335 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12 | 33 | increased by21 |
| Apr 1, 2022 | Employees | 3 | 9 | increased by6 |
| Apr 1, 2022 | AUM | $2,631,512,502 | $6,114,936,079 | increased by$3,483,423,577 |
| Apr 1, 2022 | Accounts | 3 | 12 | increased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GUGGENHEIM CORPORATE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GUGGENHEIM CORPORATE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.