SIMPLICITY WEALTH

Legal name: SIMPLICITY WEALTH LLC

CRD 300572File 801-114798

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Jul 8, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$4.27B

Top 25% of cohort (national)

Discretionary AUM

$4.19B

Non-discretionary $82.6M

Clients

8,494

14,045 accounts

Employees

424

Top 25% of cohort in NJ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 11, 2019
Principal office: 475 SPRINGFIELD AVE., SUITE #1, SUMMIT, NJ, 07901
Phone: 844-220-8326
Website: https://www.facebook.com/profile.php?id=61579810143449

Assets & accounts

ADV Item 5F

Total regulatory AUM: $4.27B
Discretionary AUM: $4.19B
Non-discretionary AUM: $82.6M
Discretionary accounts: 14,042
Non-discretionary accounts: 3
Total accounts: 14,045
AUM per client: $503K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other investment advisers	36	$2.51B
High net worth individuals	645	$634.6M
Banking or thrift institutions	2	$44.1M
Individuals (other than high net worth individuals)	7,811	$1.08B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11D2
Q11D4
Q11D5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.