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TUMWATER WEALTH MANAGEMENT, LLC
CRD 300443File 801-118103
APPROVED
Retail clients
Filing as of Aug 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$406.6M
Below cohort median (national)
Discretionary AUM
$349.2M
Non-discretionary $57.4M
Clients
310
877 accounts
Employees
5
Above cohort median in ID
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Feb 20, 2020
- Principal office
- 110 W MAIN ST, BOISE, ID, 83702
- Phone
- (208) 314-2114
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $406.6M
- Discretionary AUM
- $349.2M
- Non-discretionary AUM
- $57.4M
- Discretionary accounts
- 861
- Non-discretionary accounts
- 16
- Total accounts
- 877
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.9M |
| Insurance companies | Fewer than 5 | $578 |
| High net worth individuals | 113 | $271.8M |
| Pension and profit sharing plans | 21 | $80.9M |
| Individuals (other than high net worth individuals) | 171 | $48.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2026 | Clients | 276 | 310 | increased by34 |
| Apr 1, 2026 | AUM | $349,507,379 | $406,568,048 | increased by$57,060,669 |
| Apr 1, 2026 | Accounts | 875 | 877 | increased by2 |
| Mar 1, 2026 | Employees | 3 | 4 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 215 | 276 | increased by61 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $291,233,749 | $349,507,379 | increased by$58,273,630 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 561 | 875 | increased by314 |
| Apr 1, 2022 | Clients | 199 | 215 | increased by16 |
| Apr 1, 2022 | AUM | $240,028,947 | $291,233,749 | increased by$51,204,802 |
| Apr 1, 2022 | Accounts | 518 | 561 | increased by43 |
| May 1, 2021 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TUMWATER WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TUMWATER WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.