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KOWALSKI FINANCIAL INC.
CRD 300424File 801-119629
APPROVED
Retail clients
Filing as of Jan 9, 2026
Feed vintage Aug 27, 2026
Regulatory AUM
$202.0M
Below cohort median (national)
Discretionary AUM
$202.0M
Clients
166
733 accounts
Employees
7
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 13, 2020
- Principal office
- 600 HIGHWAY 169 SOUTH, SUITE 655, MINNEAPOLIS, MN, 55426
- Phone
- 952-297-8589
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $202.0M
- Discretionary AUM
- $202.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 733
- Non-discretionary accounts
- 0
- Total accounts
- 733
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 166 | $202.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Custody | Yes | No | |
| Feb 1, 2026 | Clients | 161 | 166 | increased by5 |
| Feb 1, 2026 | AUM | $175,800,000 | $202,040,000 | increased by$26,240,000 |
| Feb 1, 2026 | Accounts | 676 | 733 | increased by57 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 7 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 160 | 161 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $150,000,000 | $175,800,000 | increased by$25,800,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 624 | 676 | increased by52 |
| Feb 1, 2022 | Custody | No | Yes | |
| Feb 1, 2022 | Clients | 176 | 160 | decreased by16 |
| Feb 1, 2022 | AUM | $113,845,000 | $150,000,000 | increased by$36,155,000 |
| Feb 1, 2022 | Accounts | 592 | 624 | increased by32 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KOWALSKI FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KOWALSKI FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.