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WIN ADVISORS, INC
CRD 300351File 801-115311
APPROVED
Retail clients
Filing as of Mar 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$266.8M
Below cohort median (national)
Discretionary AUM
$266.8M
Clients
1,941
1,941 accounts
Employees
4
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 24, 2019
- Principal office
- 11440 JOG ROAD, PALM BEACH GARDENS, FL, 33418
- Phone
- 561-472-2000
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $266.8M
- Discretionary AUM
- $266.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,941
- Non-discretionary accounts
- 0
- Total accounts
- 1,941
- AUM per client
- $137K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $2.7M |
| Charitable organizations | 6 | $789K |
| High net worth individuals | 12 | $19.4M |
| Pension and profit sharing plans | 23 | $4.4M |
| Individuals (other than high net worth individuals) | 1,893 | $239.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 4,311 | 1,941 | decreased by2,370 |
| Apr 1, 2026 | AUM | $238,523,895 | $266,840,858 | increased by$28,316,963 |
| Apr 1, 2026 | Accounts | 4,311 | 1,941 | decreased by2,370 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,453 | 4,311 | increased by858 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $479,260,165 | $238,523,895 | decreased by$240,736,270 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,453 | 4,311 | increased by858 |
| Apr 1, 2022 | Clients | 1,640 | 3,453 | increased by1,813 |
| Apr 1, 2022 | AUM | $208,120,543 | $479,260,165 | increased by$271,139,622 |
| Apr 1, 2022 | Accounts | 1,640 | 3,453 | increased by1,813 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WIN ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WIN ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.