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GAMMA ASSET MANAGEMENT LLC
CRD 300050File 801-129754
APPROVED
Retail clients
Custody
Filing as of Feb 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$424.8M
Below cohort median (national)
Discretionary AUM
$417.5M
Non-discretionary $7.3M
Clients
103
108 accounts
Employees
13
Below cohort median in PR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 27, 2024
- Principal office
- EDIFICIO OCHOA 500 CALLE DE LA TANCA, SUITE 305, SAN JUAN, PR, 00901-1969
- Phone
- 787-957-3260
- Website
- https://gammaam.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $424.8M
- Discretionary AUM
- $417.5M
- Non-discretionary AUM
- $7.3M
- Discretionary accounts
- 105
- Non-discretionary accounts
- 3
- Total accounts
- 108
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 39 | $339.6M |
| High net worth individuals | 12 | $29.1M |
| Pooled investment vehicles | 1 | $36.4M |
| Banking or thrift institutions | Fewer than 5 | $982K |
| Individuals (other than high net worth individuals) | 51 | $18.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.