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CWM ADVISORY, LLC
CRD 299923File 801-135493
APPROVED
Retail clients
Filing as of Jun 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$101.0M
Bottom 25% of cohort (national)
Discretionary AUM
$100.1M
Non-discretionary $843K
Clients
248
559 accounts
Employees
6
Bottom 25% of cohort in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 6, 2026
- Principal office
- 11202 RACETRACK ROAD, STE 102, OCEAN PINES, MD, 21811
- Phone
- (410) 208-1091
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $101.0M
- Discretionary AUM
- $100.1M
- Non-discretionary AUM
- $843K
- Discretionary accounts
- 552
- Non-discretionary accounts
- 7
- Total accounts
- 559
- AUM per client
- $407K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 34 | $60.9M |
| Pension and profit sharing plans | 5 | $0 |
| Individuals (other than high net worth individuals) | 209 | $40.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CWM ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CWM ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.