← Directory
CWM PARTNERS, LLC
CRD 299857File 801-114490
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$59.8M
Bottom 25% of cohort (national)
Discretionary AUM
$1.8M
Non-discretionary $58.1M
Clients
4
15 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 28, 2019
- Principal office
- Not reported
- Phone
- (646) 546-5275
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $59.8M
- Discretionary AUM
- $1.8M
- Non-discretionary AUM
- $58.1M
- Discretionary accounts
- 2
- Non-discretionary accounts
- 13
- Total accounts
- 15
- AUM per client
- $15.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.9M |
| High net worth individuals | Fewer than 5 | $58.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 13 | 4 | decreased by9 |
| Apr 1, 2026 | AUM | $56,395,062 | $59,840,472 | increased by$3,445,410 |
| Apr 1, 2026 | Accounts | 24 | 15 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8 | 13 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $58,103,178 | $56,395,062 | decreased by$1,708,116 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 17 | 24 | increased by7 |
| Sep 1, 2022 | Employees | 1 | 2 | increased by1 |
| Feb 1, 2022 | AUM | $91,903,100 | $58,103,178 | decreased by$33,799,922 |
| Feb 1, 2022 | Accounts | 31 | 17 | decreased by14 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CWM PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CWM PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.