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OPTIMA ASSET MANAGEMENT LP
CRD 299826File 801-115262
APPROVED
Retail clients
Custody
Filing as of Aug 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$891.6M
Above cohort median (national)
Discretionary AUM
$613.8M
Non-discretionary $277.7M
Clients
30
32 accounts
Employees
22
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 10, 2019
- Principal office
- 10 EAST 53RD STREET, 32ND FLOOR, NEW YORK, NY, 10022
- Phone
- 212-484-3000
- Website
- https://www.optima.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $891.6M
- Discretionary AUM
- $613.8M
- Non-discretionary AUM
- $277.7M
- Discretionary accounts
- 22
- Non-discretionary accounts
- 10
- Total accounts
- 32
- AUM per client
- $29.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $17.5M |
| Investment companies | 1 | $37.9M |
| Charitable organizations | Fewer than 5 | $18.7M |
| High net worth individuals | 5 | $142.9M |
| Pooled investment vehicles | 24 | $674.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 30 | 22 | decreased by8 |
| Apr 1, 2026 | Clients | 27 | 30 | increased by3 |
| Apr 1, 2026 | AUM | $807,385,672 | $891,567,747 | increased by$84,182,075 |
| Apr 1, 2026 | Accounts | 30 | 32 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 30 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 22 | 27 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,058,139,000 | $807,385,672 | decreased by$250,753,328 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 22 | 30 | increased by8 |
| Apr 1, 2022 | Clients | 17 | 22 | increased by5 |
| Apr 1, 2022 | AUM | $887,411,000 | $1,058,139,000 | increased by$170,728,000 |
| Apr 1, 2022 | Accounts | 24 | 22 | decreased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPTIMA ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPTIMA ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.