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ERICKSON FINANCIAL GROUP, LLC
CRD 299818File 801-120774
APPROVED
Retail clients
Custody
Filing as of Feb 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$198.9M
Below cohort median (national)
Discretionary AUM
$194.2M
Non-discretionary $4.6M
Clients
260
797 accounts
Employees
6
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 9, 2021
- Principal office
- 1011 BROOKSIDE ROAD, SUITE 165, ALLENTOWN, PA, 18106
- Phone
- (484) 209-5270
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $198.9M
- Discretionary AUM
- $194.2M
- Non-discretionary AUM
- $4.6M
- Discretionary accounts
- 790
- Non-discretionary accounts
- 7
- Total accounts
- 797
- AUM per client
- $765K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $102K |
| High net worth individuals | 89 | $161.8M |
| Pension and profit sharing plans | Fewer than 5 | $3.2M |
| Individuals (other than high net worth individuals) | 171 | $33.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 238 | 260 | increased by22 |
| Mar 1, 2026 | AUM | $169,212,484 | $198,863,722 | increased by$29,651,238 |
| Mar 1, 2026 | Accounts | 728 | 797 | increased by69 |
| Jan 1, 2026 | Employees | 4 | 6 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 226 | 238 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $135,880,099 | $169,212,484 | increased by$33,332,385 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 681 | 728 | increased by47 |
| Apr 1, 2022 | Clients | 231 | 226 | decreased by5 |
| Apr 1, 2022 | AUM | $115,260,426 | $135,880,099 | increased by$20,619,673 |
| Apr 1, 2022 | Accounts | 676 | 681 | increased by5 |
| May 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ERICKSON FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ERICKSON FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.