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ERICKSON FINANCIAL GROUP, LLC
CRD 299818File 801-120774
APPROVED
Retail clients
Custody
Filing as of Feb 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$198.9M
Below cohort median (national)
Discretionary AUM
$194.2M
Non-discretionary $4.6M
Clients
260
797 accounts
Employees
6
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 9, 2021
- Principal office
- 1011 BROOKSIDE ROAD, SUITE 165, ALLENTOWN, PA, 18106
- Phone
- (484) 209-5270
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $198.9M
- Discretionary AUM
- $194.2M
- Non-discretionary AUM
- $4.6M
- Discretionary accounts
- 790
- Non-discretionary accounts
- 7
- Total accounts
- 797
- AUM per client
- $765K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $102K |
| High net worth individuals | 89 | $161.8M |
| Pension and profit sharing plans | Fewer than 5 | $3.2M |
| Individuals (other than high net worth individuals) | 171 | $33.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.