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TRANSCEND CAPITAL ADVISORS, LLC
CRD 299723File 801-114435
APPROVED
Retail clients
Custody
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.91B
Top 25% of cohort (national)
Discretionary AUM
$2.88B
Non-discretionary $29.9M
Clients
1,094
4,145 accounts
Employees
39
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 12, 2018
- Principal office
- 7 GIRALDA FARMS, SUITE 300, MADISON, NJ, 07940
- Phone
- (973) 370-3203
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.91B
- Discretionary AUM
- $2.88B
- Non-discretionary AUM
- $29.9M
- Discretionary accounts
- 4,061
- Non-discretionary accounts
- 84
- Total accounts
- 4,145
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $37.7M |
| High net worth individuals | 450 | $2.42B |
| Pooled investment vehicles | 12 | $237.2M |
| Individuals (other than high net worth individuals) | 623 | $215.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 44 | 39 | decreased by5 |
| Apr 1, 2026 | Clients | 1,065 | 1,094 | increased by29 |
| Apr 1, 2026 | AUM | $3,099,629,575 | $2,914,418,569 | decreased by$185,211,006 |
| Apr 1, 2026 | Accounts | 5,003 | 4,145 | decreased by858 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 44 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 972 | 1,065 | increased by93 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,384,373,422 | $3,099,629,575 | increased by$715,256,153 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,080 | 5,003 | increased by923 |
| Apr 1, 2022 | Employees | 16 | 29 | increased by13 |
| Apr 1, 2022 | Clients | 663 | 972 | increased by309 |
| Apr 1, 2022 | AUM | $2,050,582,486 | $2,384,373,422 | increased by$333,790,936 |
| Apr 1, 2022 | Accounts | 2,609 | 4,080 | increased by1,471 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRANSCEND CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRANSCEND CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.