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OPES WEALTH MANAGEMENT, LLC
CRD 299704File 801-114436
APPROVED
Retail clients
Custody
Filing as of May 5, 2026
Feed vintage Sep 17, 2026
Regulatory AUM
$822.3M
Above cohort median (national)
Discretionary AUM
$822.3M
Clients
420
420 accounts
Employees
8
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Dec 14, 2018
- Principal office
- 535 MIDDLEFIELD ROAD, SUITE 160, MENLO PARK, CA, 94025
- Phone
- 408-831-5800
- Website
- https://www.opeswealth.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $822.3M
- Discretionary AUM
- $822.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 420
- Non-discretionary accounts
- 0
- Total accounts
- 420
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.2M |
| High net worth individuals | 215 | $730.2M |
| Individuals (other than high net worth individuals) | 204 | $86.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 8 | decreased by1 |
| Apr 1, 2026 | Clients | 386 | 420 | increased by34 |
| Apr 1, 2026 | AUM | $664,729,272 | $822,283,010 | increased by$157,553,738 |
| Apr 1, 2026 | Accounts | 387 | 420 | increased by33 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 298 | 386 | increased by88 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $508,656,733 | $664,729,272 | increased by$156,072,539 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 299 | 387 | increased by88 |
| Apr 1, 2022 | Clients | 280 | 298 | increased by18 |
| Apr 1, 2022 | AUM | $426,508,843 | $508,656,733 | increased by$82,147,890 |
| Apr 1, 2022 | Accounts | 281 | 299 | increased by18 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPES WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPES WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.