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EXCEL WEALTH MANAGEMENT, LLC
CRD 299602File 801-114524
APPROVED
Retail clients
Filing as of Mar 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$310.5M
Below cohort median (national)
Discretionary AUM
$310.5M
Clients
326
332 accounts
Employees
9
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 28, 2019
- Principal office
- 935 MAIN STREET, UNIT E, MANCHESTER, CT, 06040
- Phone
- (888) 929-9920
- Website
- http://excelwm.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $310.5M
- Discretionary AUM
- $310.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 332
- Non-discretionary accounts
- 0
- Total accounts
- 332
- AUM per client
- $952K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $4.3M |
| Pension and profit sharing plans | 63 | $264.0M |
| Individuals (other than high net worth individuals) | 263 | $42.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 9 | decreased by1 |
| Apr 1, 2026 | Clients | 520 | 326 | decreased by194 |
| Apr 1, 2026 | AUM | $273,041,547 | $310,496,264 | increased by$37,454,717 |
| Apr 1, 2026 | Accounts | 462 | 332 | decreased by130 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 10 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 402 | 520 | increased by118 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $339,178,231 | $273,041,547 | decreased by$66,136,684 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 402 | 462 | increased by60 |
| Apr 1, 2022 | Employees | 6 | 12 | increased by6 |
| Apr 1, 2022 | Clients | 313 | 402 | increased by89 |
| Apr 1, 2022 | AUM | $334,450,530 | $339,178,231 | increased by$4,727,701 |
| Apr 1, 2022 | Accounts | 376 | 402 | increased by26 |
| Nov 1, 2021 | Clients | 422 | 313 | decreased by109 |
| Nov 1, 2021 | AUM | $565,459,825 | $334,450,530 | decreased by$231,009,295 |
| Nov 1, 2021 | Accounts | 476 | 376 | decreased by100 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EXCEL WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EXCEL WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.