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WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
CRD 299595File 801-114386
APPROVED
Retail clients
Filing as of Mar 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$732.2M
Above cohort median (national)
Discretionary AUM
$732.2M
Clients
368
2,161 accounts
Employees
8
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 6, 2018
- Principal office
- 600 ELM PLACE, HIGHLAND PARK, IL, 60035
- Phone
- (847) 616-2590
- Website
- https://www.wlpwm.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $732.2M
- Discretionary AUM
- $732.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,161
- Non-discretionary accounts
- 0
- Total accounts
- 2,161
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 43 | $331.6M |
| Pension and profit sharing plans | Fewer than 5 | $2.9M |
| Individuals (other than high net worth individuals) | 321 | $397.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 369 | 368 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.