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PROSPECT RIDGE
Legal name: PROSPECT RIDGE ADVISORS, LLC
CRD 299594File 801-114474
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.81B
Top 25% of cohort (national)
Discretionary AUM
$5.67B
Non-discretionary $136.0M
Clients
30
30 accounts
Employees
44
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 28, 2019
- Principal office
- 640 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019
- Phone
- 415-393-5316
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.81B
- Discretionary AUM
- $5.67B
- Non-discretionary AUM
- $136.0M
- Discretionary accounts
- 29
- Non-discretionary accounts
- 1
- Total accounts
- 30
- AUM per client
- $193.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 30 | $5.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ACQUISITION FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.