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CASTELLAN
Legal name: CASTELLAN GROUP, LLC
CRD 299363File 801-119581
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$882.2M
Above cohort median (national)
Discretionary AUM
$881.1M
Non-discretionary $1.1M
Clients
23
106 accounts
Employees
8
Above cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 2, 2020
- Principal office
- 2011 LAKE POINT WAY, SUITE 001, LOUISVILLE, KY, 40223
- Phone
- 859.494.0523
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $882.2M
- Discretionary AUM
- $881.1M
- Non-discretionary AUM
- $1.1M
- Discretionary accounts
- 103
- Non-discretionary accounts
- 3
- Total accounts
- 106
- AUM per client
- $38.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $7.1M |
| Investment companies | 2 | $35.7M |
| Charitable organizations | Fewer than 5 | $128.6M |
| High net worth individuals | 12 | $650.9M |
| Pooled investment vehicles | 9 | $59.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.